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Chapter 11: Implementing the Social Contract and Promoting Student Responsibility

From Transformative Classroom Management. By John Shindler. ©2008

Reproduction is unlawful without permission

 

In this Chapter

·         The Big Picture

·         Delivering Consequences

·         What Constitutes a Successful Implementation

·         Step-by-step Examples

·         What if a Student Says “No”

·         Why Students Make Excuses

·         How to Foster Student Responsibility

·         Comparing the Social Contract in the 1- and 2-Style Classrooms

 

A social contract is only as good as its implementation. The most critical elements in the process of the development and use of a social contract relate to how effectively the teacher: a) fosters an understanding of the cause-and-effect relationship between choices and outcomes and b) intentionally and effectively implements the agreed upon consequences within the contract.

 

Once the social contract has been initially developed, it will be defined largely by how it is implemented in the first few days. Whether it was developed with the involvement of the students, or constructed by the teacher alone, the essence of the contract is that it defines the collective good. It says, in effect, “we are the contract, and it will work to the degree that all of us as members of the class community buy in and commit to it.” Therefore, it is true democracy, in the sense that its power comes not from the teacher, but from the collective commitment of the students to their functioning as a body. In the early stages of any implementation of the social contract the teacher needs to clearly project the following fundamental concepts, both by word and deed:

1.      The contract is about the welfare of its participants, not the wishes of the teacher.

2.      I (the teacher) am just a manager/steward/facilitator of the contract, not the police, boss, or judge of good and bad behavior.

3.      When contract violations occur I (the teacher) owe it to you (the participants) to hold you accountable for what you have agreed to.

4.      You (the participants) do not need to be sorry when you violate the contract, you just need to accept your consequence and make an effort to learn from the event.

5.      Therefore, I (the teacher) neither need to ask for your repentance for what you did, nor do I need to apologize for the discomfort a consequence may involve.

6.      I (the teacher) owe it to you (the participants) to implement the contract in a manner that protects and respects your dignity, and as a result you (the participants) owe me (the teacher) recognition of the difficulty of my role.

7.      It is okay for any member of community to raise concerns for the common good.

 

 

Chapter Reflection 11-a: Reflect on the vastly different expectations and management systems that students will bring into your class from home and from previous teachers. How long will it take to get on the same page? Will you have the determination to be a beacon of clarity and not get too distracted by all the growth pains that students exhibit?

 

 

Always Keep the Big Picture in Sight

As the teacher, one must continually help each student to recognize that the social contract is just one part of the overall effort to support his/her journey to becoming more self-responsible, disciplined, successful, and an integral part of the classroom community. One way to do that is to help students recognize that consequences occur many times a day, and that the majority of them are naturally occurring and even those that are initiated by the teacher are primarily positive (see Figure 11.1).

 

Figure 11.1. Types of Consequences: 4-quadrant matrix depicting types of consequences by the degree to which they are naturally occurring and whether they are intended to promote or limit behavior.

 

Effect on Student

 

Positive/Promote

Negative/Limit

Origin of Consequence

Naturally Occurring

·         Sense of accomplishment

·         Growth

·         Learning

·         Unhappy recognitions that a choice has led to an unwanted outcome

Logical/Manufactured

·         Positive recognitions by the teacher

·         Good grades

·         More opportunities and choices

·         Lost opportunities

·         Teacher delivered consequences

 

If we allow ourselves to be genuine, enjoy our students and the act of teaching, and invest in the emotional bank account of our students, just being present in our class will be a substantially positive consequence. Moreover, as suggested previously, if we make a very intentional effort to use positive recognitions of our students’ efforts, most of the interactions students have with us will be of the positive variety -- they choose to invest in their work (cause/action), we recognize them and give them positive, task-clarifying feedback (effect/consequence). Additionally, it will be useful to support the students’ recognition of this cause-and-effect relationship. Therefore, when they make a choice that leads to a significant outcome either positive or negative, we supportively, caringly help them connect the dots between the choice they made and the result. So when it is time to approach a student with the fact that they have just violated their agreement to the social contract, it should be seen as just another means to help them in their growth toward personal responsibility and accountability to their peers.

 

 

Chapter Reflection 11-b: Recall our examination of the idea of the “emotional bank account” in Chapter 3. In your assessment, would it make a difference if you as a student were given a consequence by a teacher who had invested something into the emotional bank account of your relationship, as compared to if they had not? Is so, why would you feel there would be a difference?

 

 

Many students will be new to being part of a democratic classroom. If student have grown accustomed to classrooms managed by punishments, shaming, a requirement of obedience, and/or a teacher as “the boss,” it may take them a while to get used to being empowered. Using empowering mantras and language in general that continuously clarifies the roles of the participants is important, especially in the early going. You may need to remind them that, “the class is full of only talented, responsible, self-disciplined students.” And repeat to them on occasion that, “I am not the boss or the police in here, I am not going to get mad at you. My job is to hold you accountable for what you’ve all agreed to, and help you to become more self-disciplined and responsible.”

 

 

Chapter Reflection 11-c:  I recently observed a teacher/students interaction that I thought was instructive. It was the second month of school. The teacher had developed a relatively sound set of rules and consequences. At one point the student did something minor (but it was obvious to everyone in the class) to violate a rule, whereby the teacher calmly told them that they would lose a minor opportunity as a consequence. At this, the student became irate and said loudly to the teacher, “How come you are always getting me in trouble!” Where did the reaction come from? What would you do if you were the teacher in this class?”

 

 

T,O S
 

 

 

 

 

 

 


While words are important in helping clarify the conceptual framework from which the members of the class are operating, over time the power and effectiveness of the social contract will come from observation of your actions by the students when it is time to implement the consequences outlined in the contract. As you recall from our discussion in Chapter 5 related to the social learning model, actions speak louder than words when it comes to what the student learn about the integrity of the social contract and what to expect when violations occur.

 

Delivering Consequences

Consequences exist only as abstractions. It is in how they are implemented that will define whether students experience them as fair and/or opportunities to learn rather than personal and punitive. Curwin and Mendler (1986) suggest that, “Sometimes it is more how we say something than what we say. A lousy consequence delivered (effectively) is better than a good consequence delivered in a public humiliating manner.” They offer a series of useful steps for implementing a consequence. Keeping each of these practices in mind when it is time to address a behavior that violates the social contract will help ensure that the intervention is effective and does not attack the student’s dignity.

 

Figure 11.2 Curwin and Mendler’s 9 Steps for Consequence Implementation

 

1.      Always implement a consequence: Be consistent.

2.      Simply state the rule and consequence.

3.      Be physically close: Use the power of proximity

4.      Make direct eye contact. *

5.      Use a soft voice.

6.      Catch the student being good.

7.      Don’t embarrass the student in front of the class.

8.      Be firm, but anger free when giving the consequence.

9.      Don’t accept excuses, bargaining or whining.

 

*(may be better said as “make personal contact”)

 

Why is Consistency so Important?

1 2
4,3
 

 

 

 

 


As we have observed, when we examine what promotes either function or dysfunction and movement up or down the effectiveness continuum, applying our social contract consistently shows itself to be essential in our efforts to move up the continuum. The younger the students we are teaching, the more significant this will be. At the heart of the social contract is the cause-and-effect relationship between the choices and consequences. If students make certain choices, then the teacher is given the responsibility by the contract to implement a consequence. The locus of control for the contract rests with the students. The purpose for the teacher faithfully executing their role in the contract goes far beyond making sure the student “gets what they deserve.”  When the teacher does what is expected of them, the message is sent that the contract is working. It is not an arbitrary instrument. It is a real and living thing. The message is sent that the contract governs all students, not just those whom the teacher feels need to improve behavior. With consistency comes a feeling that there is “rightness,” justice, a security that governs the class.

T,S,O
 

 

 

 

 

 


Recall the social learning model. When the teacher applies the contract inconsistently, students learn that the “implicit” rules in the class include arbitrary teacher subjectivity. They learn that what and why consequences get implemented is not so much about the contract that was agreed upon by the collective as it is about the unpredictable desires of the teacher. The result is a shift in locus of control away from the students to the external agent – the teacher. Of course, subjectivity and discretion will always be a reality, but when the students see variation in consequence implementation resulting from laziness, favoritism, unpredicable moods, retaliation, weakness, or just careless randomness, they lose some degree of faith in the integrity of the social contract. Eventually most students will understand that there may be a need for exceptions and variation because students have different needs, and to best help the collective, the teacher must take each learner’s special circumstances into account. But no matter how noble the intentions, it will be difficult for many students to interpret differential treatment as anything other than inconsistency.

 

 

Chapter Reflection 11-d: In your judgment, when it is better for the teacher to be uniform in his/her consequence implementation and when it is in effect more “fair” and effective to fit the consequence to the situation and needs of the particular student?

 

 

Examining Privacy, Proximity, and Group Consequences: Using the Power of the Social Context Effectively

When you intervene with one student privately your interaction is between that student and you alone. When you intervene with a student publicly, you include an audience and all that that implies. Privacy requires proximity. When implementing a consequence to one or more students, be physically close to the student(s). Speak in a private tone. It may be useful to bend down to the student’s level so as to reduce your position of dominance. The power of the event will come from the fulfillment of your job in the equation by holding the student accountable, and not in any display of your toughness.

T,S,O
 

 

 

 

 

 

 


Students learn most lessons indirectly. They infer what will happen to them in a particular situation by what they observe happening to another student in that same situation. There is a temptation to use the public dimension of an intervention with one student or group to send a message to the whole class. The logic goes something like this: if the rest of the students in the class see this student receiving a consequence, they will understand that the same fate could be theirs. When it comes to positive consequences this is pretty useful logic. If a student is making a good effort, we recognize it, or if a student needs help, we give them support, or if a student is risking sharing an idea, it can be very empowering to show publicly that we will validate the effort and the risk. But when we use a public context for implementing contract violations, we bring shame and embarrassment into the equation. This can seem inconsequential to us, because the interaction often feels the same from our perspective. But to the student, public penalties hurt, and can be experienced as attacks on their dignity. And even if the public consequence does not produce much negative emotion, the public shaming component shifts the focus of the consequence from a natural and related outgrowth of the social contract to a weapon wielded by the teacher. Possessing the power of this weapon can make us feel influential, but giving in to the “power trip” will undermine our authority, the legitimacy of the social contract, and students’ dignity in the long-term.

 

 

Chapter Reflection 11-e: Recall teachers you have had or seen who liked to publicly “flex their teacher power” and give public consequences/punishments. What effects did you observe it having on the class over time?

 

 

What about giving public group consequences?

When is the use of a whole class consequence a defensible idea? That is, when would we want to withhold an opportunity for all students, if a student or two failed to meet their obligation? When would it be effective to use the power of peer pressure as leverage?

T,S,O
 

 

 

 

 


Examining this question as it relates to the long term health and functionality of the class, the answer indicated is when three important conditions are met. First--the consequence should not be aimed at an identifiable victim. For example if we say, “No one leaves until all the paper is picked up,” we are using the power of the collective (i.e., peer pressure) to motivate each individual to do their part. But note that that is different from one particular individual. For example, if we had said “No one leaves until Billy picks up his paper,” this focuses on one person as the culprit. Second--there is no repetitive pattern that emerges, certain students are at a disadvantage, or certain students become the target of hostility from the group as a whole. For example, if we find that quite a few students in the class did not treat the materials used in the lesson very well (given a clear expectation of how the materials were to be treated beforehand) and as a result we decide to withhold those materials for a couple of days from the whole class, this can be an effective consequence. It demonstrates active follow-through. It also demonstrates a clear a cause-and-effect relationship – respect the materials and you can use them, don’t and you will have to wait to try again later. But if the penalty is the result of a few of the same students on a repeated basis, a group consequence becomes much less desirable. The majority of the class feels penalized for the actions of a few, and will likely develop a growing resentment for them and a loss of trust in the teacher’s sense of fairness. Third--if we discover over time that the strategies do not lead to resentment toward you or other students, and/or the deterioration of the sense of community in the class. These are subtle outcomes that are difficult to detect. The best evidence may be the expressions on the students’ faces when you make your request. Is it a sense of urgency and playfulness, or is it discomfort and impatience? If you we feel that any of these three conditions are not met, then it will likely be a better idea to stop doing what we have been doing and try something else. As we have previously observed, it is not usually worthwhile to trade the emotional quality in the class for more efficiency, in most cases.

 

Delivering a consequence to an individual contract violation

Curwin and Mendler offer three pieces of advice when it comes to how to deliver the message to a student who has violated the contract – 1) simply state the consequence, 2) be firm and anger free, and 3) use a soft voice. On the surface they all seem like good common sense. But the power of these ideas lies primarily with what they imply not to do. If the social contract is fundamentally about each participant’s commitment to an agreement, then for the teacher to add anything other than delivering the news shifts the focus (and locus of control) from the agreement (where it belongs) to the teacher (the external agent) and weakens the relationship. So adding a little guilt, or shame or lecturing, or putting the behavior into a broader context such as “this is the third time you have done this,” or “if you keep doing this. . “ is not only unhelpful, but detracts from the power of the lesson. Even though it may feel natural and common and our parents and teachers likely did it with us, we need to resist the temptation to add anything to the simple message that the student made the choice that violated their agreement, and now they must accept the consequence for that choice.

 

 

Chapter Reflection 11-f: Recall the last time you or another teacher was in the position to deliver a consequence (i.e., discipline a student). Did you or that teacher refrain from adding something to the consequence, such as guilt, shame, or a lecture? In your assessment, why is it that we find it so difficult not to add something to the equation?

 

 

What Constitutes a Successful Implementation?

It may be useful in the process to keep in mind what we are trying to accomplish as we move to implement a consequence. First, the event should help strengthen the students’ internal locus of control. That is, the student should feel that their choice is the cause, and the consequence is the logical effect. Second, the student should maintain a sense that they need to be responsible for the group and making different choices in the future is not only possible but good for the entire group. Third, we need to walk away having opened the door to the student’s own internal reasoning process. We cannot make them learn a lesson. We cannot tell them they did learn a lesson. But we can do our job, and trust the process and the student’s sense of reason to result in healthier choices in the future.

 

 

Chapter Reflection 11-g: Recalling our discussion of the construct for a “psychology of success” in Chapter 8, when delivering a consequence we might ask ourselves, “Am I taking the opportunity to have a transformative influence on this student, by promoting their psychology of success, or am I simply “giving them what they deserve?”

 

 

Conversely, signs that we will not likely see behavior change in the future include the following. First--we see a student who is acting highly repentant and projects a shameful affect. When we see a high level of repentance, it is probable that the student will leave this interaction without having learned a lesson that will lead to long-term behavior change. This may be an unfamiliar notion, but as we examine the student’s thinking more closely we see that they are caught up in the “sorry game” instead of thinking of ways to do better next time. Second--the student has difficulty accepting ownership and projects an external locus of control. We can see this when the student gets overly fixated on how they perceive you as being unfair, why you are picking on them, and focus excessively on the personal aspect of the event. It is likely that this student is used to punishments, and will translate your clear cause-and-effect consequence language into their being punished. To help these students grow and become better members of the community, we need to help them with their cause-and-effect processing, approach them with an unconditional positive regard, gently help them understand that we don’t need them to feel bad and that consequences are not personal, and that, we are sincerely and steadfastly behind their efforts to make thoughtful choices.

 

Step-by-Step Consequence Implementation Examples for Elementary and Secondary Levels

 

Elementary Level Case: Interfering with others during a learning activity

 

Social Contract Agreement: We give our attention to those that are speaking and keep our hands to ourselves when we are on the carpet. If we need to speak, we raise our hands. And the consequence for failing to do so is 1) removal from the activity. And if the problem is chronic, 2) a behavioral contract.

 

Student Behavior: As the teacher is leading a lesson as the students sit on the carpet. One student (Liko) is not listening, touching and trying to engage other students near him/her.

 

Teacher intervention: For mild cases in which students simply appear to be fidgety or distracted and have lost focus, it may be most efficient and helpful to use a combination of eye contact and a clarifying statement or clarifying question. For example, we may stop (an active consequence), give Liko a second to recognize that he is violating the contract, and then resume our lesson after we get active recognition that the student understands and is ready to be more responsible (e.g., they stop and demonstrate attentive behavior). We may also use a clarifying statement such as “We all need to have our eyes up here right now,” or “W are all giving Jose our undivided attention. Jose, could you start over, and we will all do a better job of listening this time.” Or we could use a clarifying question such as, “What would it look like if we were all doing a great job of listening right now?” or “Are we all listing like Pumas right now?” Use a positive tone and avoid glaring at the student. As we discussed in Chapter 6, avoid all negative recognitions such as “Liko, I need you stop talking and pay attention.” Occasionally they may feel necessary at the beginning of the year, but eliminate them from your language quickly and completely. You will be surprised that you will not miss them.

 

Side Note: It is useful to keep in mind throughout the process that the contract is not intended to corral students or offer short-term solutions. It is intended to change awareness and as a result patterns of behavior. So solutions such as proximity alone, or what Jones refers to as “camping out” will most often stop the behavior in the short-term, but send the message that the teacher is the police and that one should not misbehave around them (as well as result in the need for an increase of the same intervention in the future). Also, the technique of using personal recognitions (discussed in Chapter 6) such as the phrase, “I like the way Kabira is listening right now,” will have a limited and confusing affect, and will lose power over time.

 

Assume this is the beginning of the year, and Liko is still learning how to be a functional part of a group. We may want to give him a break due to what we see to be a lack of understanding of the expectation (if it is not the beginning of the year, we may want to skip the warnings and move straight to the consequence). If the eye contact and clarifications did get the result we needed, we should then make private and personal contact with the Liko. Subtly, and without drawing the attention of the other students, we need to get close to Liko and help him understand the expectation and the consequences. We might say, “Liko, what is the expectation when we are all on the carpet?” There is no need to include any negative language. Liko may need some help, but at some point we need to hear him correctly state the expectation. Then we need to ask the student what the consequence is (that has been agreed to in the social contract) for failing to be self-responsible during time on the carpet. If the student does not know, we need to remind them (and again, not knowing is a defense that needs to be sincere and in any event cannot be used long). Warnings and reminders send the message, “I will assume that you did not understand what you did, and from now on, after this warning, you will.” If this is such a case, we might say to Liko. “So Liko, when I look back here later, what am I going to see?” Liko repeats the expected behavior. “And what is the consequence, if you aren’t able to show me that you can be a responsible part of the group?” Again, Liko needs to state the consequence. At that point we can smile genuinely at Liko, and then shift our attention back to the group. We do not want to hover, or get caught up in anticipation of what Liko is going to do. We need to be in the moment, and let Liko make his choice.

 

In most cases, eye contact and clarifying recognitions will do the trick. When that does not work, making personal contact and reminding the student of the expectation will take care of most problems. But we need to provide meaningful and related consequences that fit the severity of the situation. If we look back and see Liko talking to his neighbor, we should not repeat the more subtle consequences such as eye contact. We asked Liko to act responsibly. He told us that he a) understood and b) was committed to fulfilling his responsibility. His behavior demonstrated that he made a choice to violate his agreement. Therefore the time for warnings and group consequences has passed, and we need to deliver the next level of consequence. In this case, Liko has lost his opportunity to be part of the group. We need to approach Liko, and privately, speaking softly and plainly, we need to tell him in so many words, “Liko, I just observed you talking to your neighbor. What was the consequence that we agreed to when one of us does that?” (Let Liko answer.) “That’s right, so since you chose to talk, I want you to sit by yourself at your seat while we continue here on the carpet. Can you do that? Do you understand why? (Wait for recognition.) And when we are on the carpet tomorrow, you will have another chance to show that you can listen and keep your hands to yourself.”

 

It is important that in this case that we send the message to the rest of the class, that we put our energy into those that are choosing to be responsible. If students see us putting a great deal of attention into Liko, those who are seeking attention may (usually unconsciously) conclude that misbehaving is a good way to get it. At some point during the transition to the next activity we will want to send the quick private message to Liko, “Thanks for sitting quietly, I know that you will be able to do better next time.”

 

 

Chapter Reflection 11-h: As you read the intervention above, where is the locus of control? If you are Liko, and you have been asked to sit out of the activity, who do you feel is responsible for what has just happened? What would you guess Liko is thinking in terms of the choices that he intends to make in the future?

 

 

Secondary Case – Abuse of the Pencil Sharpening Privilege

 

Social Contract Agreement: In this class we use the pencil sharpener when absolutely necessary, and do not disturb others when we go. The agreed-upon consequence is loss of opportunity to use the sharpener.

 

Student Behavior: During one period, a student (Nara) makes a series of trips (3) to the pencil sharpener during a time when the students are expected to be concentrating on independent work. She also takes the opportunity to make distracting comments to some of her friends and other receptive students along the way.

 

Teacher Intervention: If we interpret that the expectation is weak, and that most students do not assume that there is any problem with using the sharpener multiple times in a period, we may want to take the opportunity to clarify the expectation and remind the class of the consequence. This is may be especially useful at the beginning of the year. A reminder is not a consequence, but we may need to take responsibility this time for a poorly understood expectation.

 

However, if the consequence is clear and well understood, we need to simply implement the consequence. If we feel Nara is in need of some help adjusting to the expectation, a personal reminder may help; however, reminders should be used sparingly as students get more mature and familiar with the social contract in your class. So let’s assume this is not early in the year, and Nara should be clear about the expectation.

 

You will need to approach Nara and create a private interaction. You may choose to make eye contact with her to show seriousness and sincerity, or you may want to let her drop her gaze to the desk and speak to a spot on the desk.

 

Side Note: Culturally, eye contact can be problematic. It can make students feel either threatened or disrespectful to be forced to look us in the eye. Get to know what works with your students.

 

Speaking in a soft tone, we need to help Nara see the cause-and-effect between her choices and why we are talking to her right now. It is typically effective to ask her the question, “What is the expectation regarding sharpening pencils during class?” Depending on her answer, we may need to help her recall when the expectation was discussed, and that she was present when the class agreed to the expectation and the consequence. We need then to simply state the consequence. We might say something such as, “What I saw was you making the choice to use the sharpener for entertainment; it distracted the other students and violated your agreement to them and our social contract. Therefore the consequence is the loss of the use of the sharpener for the rest of the week. I can loan you a pen today, if you give it back at the end of the period. And next week before you get your to use the sharpener, I need you to assure me that you are going to take your commitment seriously.” We may also want to add a final thought to the effect, “I know that you are a great kid and I believe that you can do better.”

 

In this scenario, it will be important to help Nara recognize that most of the interactions that we have with her are positive and most of the consequences in the class are too. So we may want to catch her doing something well, and offer a positive recognition. Both public and private positive recognitions will have power, as long as they are sincere. And as we will explore in Chapter 13, we may have to admit that some of the responsibility for a student’s desire to use a trip to the pencil sharpener to meet their basic needs for fun and belonging rests with our choice of instructional strategy. Too much independent work is going to lead to such problems.

 

 

Chapter Reflection 11-i: Ask yourself an honest question. If you were the teacher in the situation above, walking away from Nara, have you now moved on from the situation? Are you now in the moment and present to the rest of the class, and will you maintain your positive expectation for Nara and respect her choices in the future? Or are you still feeling resentful and stuck in the past event, and will you mistrust her now, and even look for ways to penalize her for what you see as her disrespect of you and your class? If so, you are like most of us, and therefore it may be useful to examine the patterns of thinking that make it difficult to be a leader who is above the small minded reactive tendencies.

 

 

Dealing with Bargaining, Pleading and Whining

In the development of the social contract, the existence of bargaining can be a healthy thing. And as events arise where students and the teacher recognize that a new expectation, rule, or procedure may be in the best interest of the collective, negotiating revisions to the contract or class expectations can be valuable. Yet these are examples of pro-active, democratically developed changes.

 

Nevertheless, it is rarely a good idea to bargain after the fact with a student who is trying make a deal to avoid a consequence. For example, in the examples above, Nara or Liko may try to talk their way out of accepting the agreed upon consequence. What if one of them responded, “Sorry teacher, I really am; I promise I won’t do it again, really.” Part of you may be tempted to say, “OK, I can see you are repentant and basically a good kid. Just don’t do it again.” This may seem rather harmless or inconsequential, but it is not. The result is a degradation of the contract, a loss of respect for you and your role as leader, and a greater likelihood that the behavior will occur again. And when it does happen again, you will likely encounter an even greater intensity of bargaining and whining. This is because it has now worked once -- the use of the strategy has been reinforced. Conversely, if you hold fast and follow-through, you may feel at the time that the student is upset at you and ready to exhibit revenge behavior in the future. It is possible that this could happen in a small number of cases, but if we are fair and our consequences are pro-active, logical, and well understood, the result most always will be that the student returns with a higher level of respect for us, and that they will be less likely to bargain and/or make the same choice in the future.

 

 

Chapter Reflection 11- j: Have you ever told a student/child “No” (when they made a request for something that you had clearly let them know they could not do or have), and had to endure the look of resentment in their eyes as they walked away? When they came back was the look still there? You may have assumed that they would hold it against you, but did they? Did they respect you more or less in the future? What is your explanation for this?

 

 

What if a Student says “No” to You and the Contract?

The more consistent we are, the more clear and related the consequences are, and if we implement them in a way that preserves the students dignity and sends the fundamental message, that “we know that they are capable of responsible, mature and considerate behavior,” we will get an ever decreasing amount of bargaining, whining and excuses, along with fewer contract violations. However, the possibility will always exist that a student says “No” to the contract. As we will discuss in more detail in Chapter 15, examining conflict resolution and power struggles, the contract cannot maintain its integrity if there are those in the class who deliberately disrespect it. A student has the choice to say “No” to the contract (e.g., a reasonable request from us), but the choice leaves them outside the community until they choose to reaffirm their commitment to the collective, by way of their actions and living up to their agreement. We never have to fear a student saying no, if we keep in mind that all we can do is offer choices to students and encourage their success. We cannot make students’ choices for them.

 

Promoting Student Responsibility

It is difficult to conceive of a more important aspect of the job of teacher or parent than promoting a sense of responsibility in young people in our lives. Responsibility is basic to a psychology of success, being a member of a democratic society, and what it takes to achieve in and beyond school. Talent and intelligence are valuable, but more essential to one’s happiness and success in life will be the degree to which they take responsibility for their thoughts and actions. It could be said that the patterns that we form as students will have a powerful effect in shaping our destinies and determining the degree to which we become responsible adults.

 

 

Chapter Reflection 11-k: Do you know anyone that you would consider to be highly irresponsible, yet happy and achieving to their potential? Do you know anyone that may not be have been the smartest person in the class, but today is highly happy and successful? Would you say that was a responsible person?

 

 

Making Sense of Responsibility

At the root of a responsible attitude is acceptance – acceptance of one’s reality (i.e., what “is”), acceptance that our thoughts will manifest themselves in behavior, acceptance that we are the authors of our own fate. There is a great temptation to resist what is. Our minds in their desire for relief from discomfort become skilled at the practice of denial, making excuses, shifting responsibility, and taking on the role of the victim. If being responsible were easy, we would see more people demonstrating it. But it is difficult and takes a lot of practice, and support from others, especially those entrusted to teach us in our time in school.

 

In an effort to operationalize the broad notion of responsibility, we could begin by breaking it down to its essential factors. The building blocks of responsibility include the following:

·         A sense of cause-and-effect -- recognizing that what we choose to do will have consequences and what we think will manifest itself in our actions. Like the law of conservation of energy, there is a natural law that what we think and do matters and will cause effects to come back to us.

·         An internal locus of control – as discussed in Chapter 8, if we see ourselves as the authors of our fate, we have the capacity to be intentional and become what we choose to become. Research in human behavior demonstrates a consistent relationship between one’s level of Internal LOC and the degree of personal responsibility one exhibits (Chubb, Fertman & Ross; Adolescence, 1997).

·         The working social frame defined by the relationship between freedom and responsibility – as discussed in Chapter 3, at the heart of a social environment (e.g., class, family, team, group, etc.) that promotes responsibility is a clear agreement that when responsibility is shown the young person has earned more rights and freedoms, and when it is not shown, the young person must be made to wait until they can show the necessary responsibility to earn those freedoms.

·         The law of responsibility – Tracy (2005) defines the law of responsibility in four parts; 1) You are completely responsible for everything you are and for everything you become and achieve, 2) You are always free to choose what you think and what you do, 3) Responsibility begins with your taking full and complete control over the content of your conscious mind, 4) No one is coming to the rescue. He states that one’s degree of achievement will be directly related to the degree that one accepts responsibility for all outcomes within their power--most importantly their thinking.

·         Making choices and learning from the consequences of those choices. Most of this learning occurs naturally, but it can, as we have discussed in this chapter, also include consequences that are manufactured within a situation, such as a classroom with a social contract.

·         Being in the moment – responsible thinking is not rooted in the past or what may be in the future. It is grounded in WIN, or “what’s important now.”

 

Conversely, those factors that could be considered “responsibility destroyers” include the following.

·         An attitude of blame – when we blame, we inherently fixate on the past and on an external cause.

·         A victim mindset – when our thinking goes to “poor me,” we lose not only a clear sense of cause-and-effect with regard to the past, but in essence, toss the law of responsibility out the window. We make the psychological trade in which we give up power and an opportunity for growth for some pain relief.

·         Making excuses – when we make excuses we essentially externalize the cause-and-effect of the situation.

·         An external locus of control – as discussed, basic to a psychology of failure is the externalizing of the cause of one’s fate or “fatalism.” The external LOC views life as a series of accidents, and there is nothing that we can do or could have done. Again, as we look closer at this mindset, we see an effort to avoid guilt and ownership (Wang & Anderson,1994).

 

Why Do Students Make Excuses and What Can We Do About them?

If we deal with enough students, we find that some are constantly making excuses and others almost never make excuses. The student’s age, gender, ethnicity, or learning style seem to make no difference when it comes to excuse making. So why do students make excuses. There are three primary reasons (Wang & Anderson, 1994; Whitehead, & Smith, 1986). First, avoidance of guilt and an attempt to protect one’s self image. Second, in situations in which there is a perceived benefit within the context and/or a desire to manage the impressions of others. Third, it can be a practical response to achieving a desired result – i.e., an excuse would potentially improve a desired outcome.  Below we will examine each reason, followed by how to promote less of a need for the students to make excuses for each of the three areas.

 

Reason 1: Protecting one’s self image and feelings of guilt. When the student feels that if they admit to themselves that they did the act (e.g., forgot their work, said the hurtful words, made the mistake, etc.) and they do not see themselves as the kind of person that would do something like that, they experience inner conflict (e.g., cognitive dissonance). In other words, “Only a dumb, irresponsible, or bad person would have done that, and I am I am not any of those.”

 

What we can do to support more healthy and responsible thinking? An environment that promotes a success psychology will reduce the students’ inclination to make excuses on all levels. In this first case, creating an environment in which making mistakes is okay will go a long way. Moreover, as we focus more on process and mastery rather than a fixed view of ability, it will help the students see choices as opportunities to learn rather than events that define who they are as people. In a success psychology environment, the students learn to live and learn, a